Lau, Stephanie Chi Ling 劉致伶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-07-16 | 2008-10-08 |
| 2 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-01-05 | 2009-10-30 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2009-12-07 | 2013-06-30 |
| 4 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2015-01-05 |
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