Li, Nan (SFC:AVE780) 李南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2013-12-04 | 2016-10-26 | Rep | Dealing in securities | 2013-12-04 | 2016-10-26 |
| 2 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2010-05-20 | 2013-04-10 |
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