Ng, Wai Kei (SFC:AOU650) 吳煒基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-10-28 | 2016-09-15 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2013-09-27 | 2013-12-25 |
| 3 | J Capital Research Limited | Rep | Advising on securities | 2013-05-13 | 2013-09-23 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-17 | 2007-06-15 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-06 | 2015-09-18 | Rep | Advising on securities | 2016-09-22 | 2018-04-11 | RO | Advising on securities | 2018-04-11 | 2019-01-24 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2008-11-13 | 2013-04-10 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-22 | 2008-10-23 |
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