Sharma, Nipun (SFC:AUI442)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Conning Asia Pacific Limited | Rep | Advising on securities | 2012-09-05 | 2018-05-11 | Rep | Asset management | 2012-10-29 | 2018-05-11 | Rep | Dealing in securities | 2012-10-29 | 2018-05-11 |
| 2 | FIL Investment Advisors | Rep | Advising on securities | 2018-06-07 | Rep | Asset management | 2018-06-07 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2018-06-07 | Rep | Asset management | 2018-06-07 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2010-01-20 | 2012-07-31 |
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