Snelgrove, Paul Rodger
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2014-10-10 | 2017-08-03 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-09-24 | 2006-07-28 |
| 3 | GCIS LIMITED | Rep | Asset management | 2013-06-07 | 2013-08-27 | RO | Asset management | 2013-08-27 | 2014-09-26 |
| 4 | IMPERIAL CAPITAL LIMITED (HK) | RO | Asset management | 2012-07-09 | 2013-05-19 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-01-19 | Rep | Advising on securities | 2004-09-13 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2010-12-02 | 2011-12-01 |
| 7 | TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2007-02-16 | 2010-11-01 | RO | Asset management | 2017-10-12 | 2022-03-11 |
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