Wong, Lok Sang 黃樂生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2008-07-08 | 2011-01-27 | Rep | Asset management | 2008-08-05 | 2011-01-27 |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2008-08-29 | 2010-02-08 | Rep | Asset management | 2008-08-29 | 2010-02-08 |
| 3 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Dealing in securities | 2004-12-09 | Rep | Advising on securities | 2008-05-30 |
| 4 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2020-10-19 | Rep | Advising on securities | 2020-11-23 |
| 5 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Asset management | 2013-01-31 | 2020-09-16 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2011-02-28 | 2012-07-31 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-12-12 | 2013-01-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy