Wong, Sheung Yeung 王上揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2011-07-22 | 2012-03-24 |
| 2 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2006-11-27 | 2007-03-24 |
| 3 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2008-03-11 | 2011-07-10 |
| 4 | SBI China Capital Financial Services Limited | Rep | Advising on corporate finance | 2003-07-16 | Rep | Advising on securities | 2003-07-16 | Rep | Asset management | 2003-07-16 | Rep | Dealing in securities | 2006-11-24 | Rep | Dealing in securities | 2007-06-05 | 2011-07-10 |
| 5 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-07-16 | Rep | Advising on securities | 2003-07-16 | Rep | Asset management | 2003-07-16 | Rep | Dealing in securities | 2006-11-24 | Rep | Dealing in securities | 2007-06-05 | 2011-07-10 |
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