Yang, Bo (SFC:AWW707) 楊博
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-06-03 | 2016-05-19 | Rep | Dealing in securities | 2014-06-03 | 2016-05-19 | Rep | Advising on futures contracts | 2014-07-14 | 2016-05-19 | Rep | Asset management | 2014-07-14 | 2016-05-19 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2016-06-10 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | Rep | Asset management | 2020-12-29 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2013-11-04 | 2014-05-07 | Rep | Dealing in securities | 2013-11-04 | 2014-05-07 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2013-08-19 | 2013-08-24 |
| 5 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2011-03-01 | 2013-04-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy