Yeung, Keith Kwok Ki 楊國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALETHEIA TECHNOLOGIES LIMITED | RO | Advising on securities | 2018-03-15 | 2019-01-11 | Rep | Advising on securities | 2019-01-11 | 2019-02-04 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2006-07-26 | |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2013-08-28 | 2013-12-30 | Rep | Advising on securities | 2013-08-28 | 2014-02-04 | RO | Advising on securities | 2014-02-04 | 2014-11-21 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-14 | 2007-01-30 | RO | Dealing in securities | 2007-01-30 | 2009-01-08 |
| 5 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2009-06-04 | 2012-07-31 |
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