Hashimoto, Kenichi 橋本賢一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2016-09-07 | 2021-10-26 | Rep | Dealing in securities | 2024-04-08 |
| 2 | MUFG Securities Asia Limited | RO | Advising on securities | 2010-12-31 | 2012-12-05 | RO | Dealing in securities | 2010-12-31 | 2012-12-05 |
| 3 | MUSHK Limited | Rep | Advising on securities | 2009-03-16 | 2010-12-30 | Rep | Dealing in securities | 2009-03-16 | 2010-12-30 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-06-02 | 2008-12-10 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-10 | 2008-09-08 | Rep | Dealing in futures contracts | 2008-06-02 | 2008-12-10 | Rep | Dealing in securities | 2008-10-28 | 2008-12-10 |
| 6 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Advising on securities | 2013-01-10 | 2013-02-19 | Rep | Dealing in securities | 2013-01-10 | 2013-02-19 | RO | Advising on securities | 2013-02-19 | 2014-08-31 | RO | Dealing in securities | 2013-02-19 | 2014-08-31 |
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