Choi, Lai Ling 徐麗齡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-03-22 | 2008-11-07 |
| 2 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-06-07 | 2011-12-13 |
| 3 | SGI Capital Asset Management Limited | Rep | Advising on securities | 2017-12-18 | 2018-01-26 | Rep | Asset management | 2017-12-18 | 2018-01-26 | RO | Advising on securities | 2018-01-26 | 2020-04-22 | RO | Asset management | 2018-01-26 | 2020-04-22 |
| 4 | SP Securities Limited | Rep | Advising on securities | 2017-02-16 | 2017-12-08 | Rep | Dealing in securities | 2017-02-16 | 2017-12-08 | Rep | Asset management | 2017-08-22 | 2017-12-08 |
| 5 | TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2020-10-27 | 2020-11-26 | Rep | Asset management | 2020-10-27 | 2020-11-26 | RO | Advising on securities | 2020-11-26 | 2021-02-26 | RO | Asset management | 2020-11-26 | 2021-02-26 |
| 6 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2013-03-11 | 2013-11-29 | Rep | Dealing in securities | 2013-03-11 | 2013-11-29 |
| 7 | WIN FULL INVESTMENT MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2021-03-08 | RO | Asset management | 2021-03-08 |
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