Duan, Hong (SFC:ADE819) 段宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | RO | Dealing in securities | 2003-12-24 | 2008-05-09 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2013-11-21 | 2016-05-03 | RO | Dealing in securities | 2016-05-03 | 2022-04-01 |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2010-12-31 | 2012-03-06 |
| 4 | MUSHK Limited | Rep | Dealing in securities | 2010-06-28 | 2010-12-30 |
| 5 | RBS Securities (Far East) Limited | Rep | Dealing in securities | 2003-12-24 | RO | Dealing in securities | 2003-12-24 | 2005-01-05 |
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