Roberts, Alistair Charles Alton
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-10-12 | 2021-11-16 | Rep | Dealing in securities | 2020-10-12 | 2021-11-16 |
| 2 | Maso Capital Partners Limited | Rep | Asset management | 2023-02-17 | |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-07-19 | 2012-07-04 |
| 4 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-31 | 2011-03-22 |
| 5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-31 | 2011-03-22 |
| 6 | Templewater Hong Kong Limited | Rep | Dealing in securities | 2013-01-28 | 2014-01-21 | Rep | Advising on securities | 2013-01-28 | 2015-07-28 | RO | Dealing in securities | 2014-01-21 | 2018-07-15 | RO | Advising on securities | 2015-07-28 | 2018-07-15 |
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