Tang, Tsz Wai (SFC:AUX032) 鄧子維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2010-06-17 | 2011-03-01 |
| 2 | MUFG Securities Asia Limited | Rep | Advising on securities | 2011-05-23 | 2012-07-12 |
| 3 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2010-05-11 | 2010-06-02 | Rep | Dealing in securities | 2010-05-11 | 2010-06-02 |
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