Cheng, Dickson 鄭迪舜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICEA CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Advising on corporate finance | 2005-11-01 | Rep | Dealing in securities | 2005-11-01 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-09-01 | 2008-12-16 | Rep | Advising on corporate finance | 2008-09-01 | 2016-08-12 | RO | Dealing in securities | 2008-12-16 | 2016-08-12 | Rep | Advising on securities | 2011-04-13 | 2016-08-12 |
| 3 | Shanggu Securities Limited | RO | Advising on corporate finance | 2018-02-05 | 2021-12-31 | RO | Advising on securities | 2018-02-05 | 2021-12-31 | RO | Dealing in securities | 2018-02-05 | 2021-12-31 |
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