Leung, Wai Nam 梁偉南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICEA CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Advising on corporate finance | 2005-11-16 | Rep | Dealing in securities | 2005-11-16 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2008-08-11 | 2008-11-03 | Rep | Dealing in securities | 2008-09-01 | 2016-06-22 | RO | Advising on corporate finance | 2008-11-03 | 2016-06-22 | Rep | Advising on securities | 2011-03-16 | 2016-06-22 |
| 3 | MUSHK Limited | RO | Advising on corporate finance | 2008-02-18 | 2008-06-07 |
| 4 | Shanggu Securities Limited | RO | Advising on corporate finance | 2018-02-05 | 2024-04-17 | RO | Advising on securities | 2018-02-05 | 2024-04-17 | RO | Dealing in securities | 2018-02-05 | 2024-04-17 |
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