Li, Man Wai (SFC:AFU096) 李文偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-06-07 | 2008-08-13 | Rep | Advising on securities | 2006-06-07 | 2008-08-13 | Rep | Dealing in securities | 2007-05-15 | 2008-08-13 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-03-23 | Rep | Advising on corporate finance | 2006-03-24 | Rep | Advising on securities | 2006-03-24 | Rep | Dealing in securities | 2006-03-24 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-19 | 2006-03-24 | Rep | Advising on securities | 2005-05-19 | 2006-03-24 | Rep | Dealing in securities | 2005-05-19 | 2006-03-24 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2010-05-26 | 2010-11-16 | Rep | Advising on securities | 2010-05-26 | 2010-11-16 | Rep | Dealing in securities | 2010-05-26 | 2010-11-16 | RO | Advising on corporate finance | 2010-11-16 | 2013-01-15 | RO | Advising on securities | 2010-11-16 | 2013-01-15 | RO | Dealing in securities | 2010-11-16 | 2013-01-15 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-09-18 | 2010-02-16 | Rep | Dealing in securities | 2008-09-18 | 2010-02-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy