Roberts, Christopher Fenton 羅弼時
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aardvark Fund Management Limited | Rep | Asset management | 2018-03-13 | 2018-12-05 | RO | Asset management | 2018-12-05 | 2019-08-30 |
| 2 | ALETHEIA TECHNOLOGIES LIMITED | Rep | Advising on securities | 2012-06-25 | 2012-07-18 | RO | Advising on securities | 2012-07-18 | 2018-01-26 | RO | Advising on futures contracts | 2013-01-23 | 2014-06-10 |
| 3 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-02-20 | 2006-04-07 | Rep | Advising on futures contracts | 2006-02-20 | 2007-06-19 |
| 4 | CLSA LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Dealing in securities | 2003-06-25 | Rep | Advising on securities | 2003-07-22 | Rep | Advising on securities | 2006-01-04 | 2007-02-05 |
| 5 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2003-07-02 | 2004-05-10 | Rep | Advising on securities | 2005-06-28 | 2005-12-23 | Rep | Advising on securities | 2006-07-17 | 2007-06-19 |
| 6 | GCIS LIMITED | RO | Asset management | 2007-07-19 | 2009-12-11 | RO | Advising on futures contracts | 2007-11-22 | 2009-12-11 | RO | Advising on securities | 2007-11-22 | 2009-12-11 |
| 7 | Grey Investment Limited | Rep | Advising on securities | 2020-04-27 | 2023-07-18 | Rep | Asset management | 2020-04-27 | 2023-07-18 |
| 8 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-12-14 | 2012-02-27 | RO | Advising on futures contracts | 2010-03-01 | 2012-02-27 |
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