Akaishi, Osamu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | |
2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-24 | |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-11-24 | |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-24 | |
5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-03-15 | 2012-02-03 |
6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Asset management | 2004-11-24 | |
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-24 | |
8 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-07-06 | |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-06 | |
10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-06-17 | 2012-02-03 |
11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-06 | |
12 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-24 | 2012-02-03 |
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