Connery, Anthony Sean (SFC:AXV752)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-08-16 | 2012-07-30 | Rep | Asset management | 2012-05-29 | 2016-03-31 | RO | Dealing in securities | 2012-07-30 | 2020-09-30 | Rep | Advising on securities | 2016-03-31 | 2017-12-06 | RO | Asset management | 2016-03-31 | 2020-09-30 | RO | Advising on securities | 2017-12-06 | 2020-09-30 |
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