Harris, David Anthony (SFC:ADZ065)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-03-16 | 2012-07-19 | MIZUHO SECURITIES ASIA LIMITED | RO | 2012-07-19 | 2013-10-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2003-11-21 | 2004-02-21 | MIZUHO SECURITIES ASIA LIMITED | Rep | 2009-09-21 | 2012-07-19 | MIZUHO SECURITIES ASIA LIMITED | RO | 2012-07-19 | 2013-10-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy