Kavanagh, Ruvann John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2008-11-18 | 2011-04-08 |
| 2 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2021-12-09 | Rep | Dealing in securities | 2021-12-09 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-04-26 | 2019-09-17 | Rep | Advising on securities | 2017-07-20 | 2019-09-17 | RO | Advising on securities | 2019-09-17 | 2021-10-04 | RO | Dealing in securities | 2019-09-17 | 2021-10-04 |
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