Kim, Ki Soo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2015-12-15 | 2016-05-31 | Rep | Dealing in securities | 2015-12-15 | 2016-05-31 |
| 2 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Advising on securities | 2004-05-10 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-11-23 | 2015-09-11 | Rep | Dealing in securities | 2010-11-23 | 2015-09-11 |
| 4 | Olympus Partners Asia Limited (b2018-03-15) | Rep | Advising on securities | 2020-06-17 | 2023-01-19 | Rep | Dealing in securities | 2020-06-17 | 2023-01-19 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2016-07-04 | 2018-11-23 | Rep | Asset management | 2016-07-04 | 2018-11-23 | Rep | Dealing in securities | 2016-07-04 | 2018-11-23 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2016-07-04 | 2018-11-23 | Rep | Asset management | 2016-07-04 | 2018-11-23 | Rep | Dealing in securities | 2016-07-04 | 2018-11-23 |
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