Lee, Yick Chung 李易聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Advising on securities | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Dealing in securities | 2008-07-01 | Rep | Dealing in futures contracts | 2005-12-01 | 2008-07-01 |
| 2 | BEAR STEARNS HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Dealing in futures contracts | 2004-12-09 |
| 3 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2008-11-14 | 2010-07-16 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-03-16 | 2012-03-23 | Rep | Dealing in securities | 2013-01-21 | Rep | Advising on securities | 2017-10-03 |
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