Ng, King Chuen (SFC:AQQ505) 吳景荃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Advising on securities | 2015-05-11 | 2022-02-11 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2009-08-24 | 2010-07-09 |
3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2008-03-10 | 2010-07-09 |
4 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2022-03-03 | 2022-09-17 |
5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-07-16 | 2013-01-25 |
6 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2015-03-09 | 2015-04-25 |
7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2013-04-18 | 2015-02-27 |
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