Ng, Alyssa Sui Wa 伍瑞華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2014-02-11 | 2017-05-29 | Rep | Dealing in securities | 2014-04-29 | 2017-05-29 | RO | Advising on corporate finance | 2017-05-29 | RO | Dealing in securities | 2017-05-29 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-26 | 2008-01-21 | Rep | Advising on securities | 2006-07-26 | 2008-01-21 | Rep | Dealing in securities | 2006-07-26 | 2008-01-21 |
| 3 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-07 | |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2010-01-07 | 2013-03-08 | Rep | Advising on securities | 2010-01-07 | 2013-03-08 | Rep | Dealing in securities | 2010-01-07 | 2013-03-08 |
| 5 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2008-02-11 | 2008-11-01 | Rep | Dealing in securities | 2008-02-11 | 2008-11-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy