Ng, Alyssa Sui Wa 伍瑞華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-07 | |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-26 | 2008-01-21 |
| 3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2008-02-11 | 2008-11-01 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2010-01-07 | 2013-03-08 |
| 5 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2014-02-11 | 2017-05-29 |
| 6 | DBS ASIA CAPITAL LIMITED | Rep | Advising on securities | 2006-07-26 | 2008-01-21 |
| 7 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-01-07 | 2013-03-08 |
| 8 | DBS ASIA CAPITAL LIMITED | Rep | Dealing in securities | 2006-07-26 | 2008-01-21 |
| 9 | PIPER JAFFRAY ASIA LIMITED | Rep | Dealing in securities | 2008-02-11 | 2008-11-01 |
| 10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-01-07 | 2013-03-08 |
| 11 | Alliance Capital Partners Limited (HK) | Rep | Dealing in securities | 2014-04-29 | 2017-05-29 |
| 12 | Alliance Capital Partners Limited (HK) | RO | Advising on corporate finance | 2017-05-29 | |
| 13 | Alliance Capital Partners Limited (HK) | RO | Dealing in securities | 2017-05-29 |
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