Patel, Amit (SFC:AOT743)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2009-06-15 | 2011-04-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-30 | 2008-12-10 | Rep | Automated trading services | 2008-11-06 | 2008-12-10 | Rep | Dealing in futures contracts | 2008-11-06 | 2008-12-10 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-03-30 | 2008-12-10 | Rep | Dealing in futures contracts | 2007-03-30 | 2008-12-10 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-08-15 | 2012-10-18 |
| 5 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2013-05-20 | 2014-06-10 |
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