Pau, Cheuk Yao 鮑卓堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2008-09-23 | 2010-07-22 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-10-04 | 2011-01-15 |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-10-04 | 2010-07-22 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-07-22 | 2015-06-23 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-07-22 | 2015-06-23 | Rep | Dealing in securities | 2013-07-22 | 2015-06-23 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-05-06 | 2013-07-19 | Rep | Asset management | 2012-06-26 | 2013-07-19 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-09-24 | 2018-03-16 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-09-24 | 2018-03-16 | Rep | Dealing in futures contracts | 2015-09-24 | 2018-03-16 | Rep | Dealing in securities | 2015-09-24 | 2018-03-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy