Shen, Jian Guang 沈建光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-18 | 2010-05-01 | Rep | Advising on securities | 2010-03-29 | 2010-05-01 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-05-11 | 2012-09-18 | RO | Advising on securities | 2012-09-18 | 2018-07-25 |
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