Tanaka, Eiji 田中榮治
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-21 | |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-18 | 2014-09-07 | Rep | Advising on securities | 2010-08-18 | 2014-09-07 | Rep | Dealing in securities | 2010-08-18 | 2014-09-07 |
| 3 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2018-10-08 | 2022-06-09 | Rep | Asset management | 2018-10-08 | 2022-06-09 | Rep | Dealing in securities | 2018-10-08 | 2022-06-09 | RO | Advising on securities | 2022-06-09 | 2022-08-31 | RO | Asset management | 2022-06-09 | 2022-08-31 | RO | Dealing in securities | 2022-06-09 | 2022-08-31 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-05-07 | 2009-07-23 | Rep | Advising on securities | 2008-05-07 | 2009-07-23 | Rep | Dealing in securities | 2008-05-07 | 2009-07-23 |
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