Tsoi, Ting Sze 蔡婷思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | RO | Advising on securities | 2019-10-15 | |
| 2 | ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | Advising on securities | 2012-06-25 | 2015-02-09 | RO | Advising on securities | 2015-02-09 | 2021-06-04 |
| 3 | CLSA LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Dealing in securities | 2003-06-25 | Rep | Advising on securities | 2003-07-22 |
| 4 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2003-07-02 | 2010-06-30 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-07-15 | 2012-02-27 |
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