Yim, Christopher Seeching 嚴司政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-09-07 | 2021-06-06 |
2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-01-05 | 2015-08-23 |
3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2021-07-14 |
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