Zhan, Tao (SFC:AQZ719) 詹濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2008-12-05 | Rep | Dealing in securities | 2008-05-06 | 2008-12-05 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2013-11-12 | 2014-09-26 | Rep | Dealing in securities | 2013-11-12 | 2014-09-26 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-11-12 | 2014-09-26 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-10-29 | 2012-04-11 | Rep | Advising on corporate finance | 2011-07-27 | 2012-04-11 | Rep | Advising on securities | 2011-07-27 | 2012-04-11 |
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