Kum, Catherine Kit Ching 甘潔貞

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GT Asset & Portfolio Management Limited Rep Advising on securities 2007-04-25 2010-07-25
2 Keptain Securities and Asset Management Limited Rep Asset management 2013-08-26 2018-10-01
Rep Dealing in securities 2013-08-26 2018-10-01
3 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED Rep Advising on securities 2011-12-06 2012-01-06
Rep Asset management 2011-12-06 2013-07-01
Rep Dealing in securities 2011-12-06 2013-07-01
RO Advising on securities 2012-01-06 2013-07-01
Rep Advising on securities 2021-10-05 2021-10-28
Rep Asset management 2021-10-05 2021-10-28
Rep Dealing in securities 2021-10-05 2021-10-28
RO Advising on securities 2021-10-28 2022-04-01
RO Asset management 2021-10-28 2022-04-01
RO Dealing in securities 2021-10-28 2022-04-01
4 MONEY CONCEPTS (ASIA) LIMITED Rep Advising on securities 2005-11-03 2006-12-18
Rep Advising on securities 2010-08-30 2010-10-29
Rep Asset management 2010-10-29 2011-11-21
RO Advising on securities 2010-10-29 2011-11-21
5 MONEY CONCEPTS ASSET MANAGEMENT LIMITED Rep Asset management 2018-12-11 2020-08-15
Rep Dealing in securities 2018-12-11 2020-08-15
Rep Advising on securities 2019-01-18 2020-08-15
Rep Advising on securities 2021-10-05 2021-10-28
Rep Asset management 2021-10-05 2021-10-28
Rep Dealing in securities 2021-10-05 2021-10-28
RO Advising on securities 2021-10-28 2022-04-01
RO Asset management 2021-10-28 2022-04-01
RO Dealing in securities 2021-10-28 2022-04-01

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