Kum, Catherine Kit Ching 甘潔貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Advising on securities | 2005-11-03 | 2006-12-18 |
| 2 | GT Asset & Portfolio Management Limited | Rep | Advising on securities | 2007-04-25 | 2010-07-25 |
| 3 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Advising on securities | 2010-08-30 | 2010-10-29 |
| 4 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2011-12-06 | 2012-01-06 |
| 5 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-01-18 | 2020-08-15 |
| 6 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2021-10-05 | 2021-10-28 |
| 7 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-10-05 | 2021-10-28 |
| 8 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Asset management | 2010-10-29 | 2011-11-21 |
| 9 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Asset management | 2011-12-06 | 2013-07-01 |
| 10 | Keptain Securities and Asset Management Limited | Rep | Asset management | 2013-08-26 | 2018-10-01 |
| 11 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-12-11 | 2020-08-15 |
| 12 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Asset management | 2021-10-05 | 2021-10-28 |
| 13 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-10-05 | 2021-10-28 |
| 14 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Dealing in securities | 2011-12-06 | 2013-07-01 |
| 15 | Keptain Securities and Asset Management Limited | Rep | Dealing in securities | 2013-08-26 | 2018-10-01 |
| 16 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-12-11 | 2020-08-15 |
| 17 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Dealing in securities | 2021-10-05 | 2021-10-28 |
| 18 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2021-10-05 | 2021-10-28 |
| 19 | MONEY CONCEPTS (ASIA) LIMITED | RO | Advising on securities | 2010-10-29 | 2011-11-21 |
| 20 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Advising on securities | 2012-01-06 | 2013-07-01 |
| 21 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Advising on securities | 2021-10-28 | 2022-04-01 |
| 22 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-10-28 | 2022-04-01 |
| 23 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Asset management | 2021-10-28 | 2022-04-01 |
| 24 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Asset management | 2021-10-28 | 2022-04-01 |
| 25 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Dealing in securities | 2021-10-28 | 2022-04-01 |
| 26 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2021-10-28 | 2022-04-01 |
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