Chang, Albert Yick Wai 張亦衛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-07-20 | 2006-12-27 | RO | Advising on corporate finance | 2006-12-27 | 2010-06-26 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-05-15 | 2014-11-01 | Rep | Dealing in securities | 2014-05-15 | 2014-11-01 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2021-08-17 | 2021-09-01 | RO | Advising on corporate finance | 2021-09-01 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-07-12 | 2011-03-21 | Rep | Dealing in securities | 2010-07-12 | 2013-12-06 | RO | Advising on corporate finance | 2011-03-21 | 2013-12-06 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-11-09 | 2016-02-18 | Rep | Dealing in securities | 2015-11-09 | 2016-02-18 | Rep | Advising on securities | 2015-11-09 | 2019-06-27 | RO | Advising on corporate finance | 2016-02-18 | 2019-06-27 | RO | Dealing in securities | 2016-02-18 | 2019-06-27 |
| 6 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-03-26 | 2020-06-02 | RO | Advising on corporate finance | 2020-06-02 | 2021-07-30 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-03-26 | 2020-06-02 | RO | Dealing in securities | 2020-06-02 | 2021-07-30 |
| 8 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2019-12-11 | 2020-02-27 | Rep | Dealing in securities | 2019-12-11 | 2020-02-27 |
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