Laroia, Gokul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on corporate finance | 2006-12-13 | Rep | Dealing in securities | 2006-12-13 | RO | Dealing in securities | 2006-12-13 | RO | Advising on corporate finance | 2006-12-13 | 2011-07-28 | RO | Advising on securities | 2011-07-28 | RO | Automated trading services | 2011-07-28 | 2013-07-23 | RO | Advising on corporate finance | 2014-07-10 | RO | Advising on futures contracts | 2014-07-10 | RO | Asset management | 2014-07-10 |
| 2 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2011-07-28 | RO | Automated trading services | 2013-07-23 | RO | Dealing in futures contracts | 2014-07-10 |
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