Mak, Charles Ming Ying 麥銘英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-04-29 | Rep | Advising on securities | 2003-04-29 | Rep | Automated trading services | 2003-04-29 | Rep | Dealing in securities | 2003-07-31 | RO | Dealing in securities | 2003-07-31 | 2014-03-05 | RO | Asset management | 2007-09-27 | 2014-03-05 | RO | Automated trading services | 2010-02-22 | 2013-07-23 | Rep | Advising on corporate finance | 2014-03-05 | 2019-12-31 | Rep | Dealing in securities | 2014-03-05 | 2019-12-31 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-04-29 | Rep | Dealing in futures contracts | 2003-07-31 | RO | Dealing in futures contracts | 2003-07-31 | 2010-12-06 | RO | Automated trading services | 2010-02-22 | 2010-12-06 |
| 3 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2010-02-22 | 2014-02-13 | RO | Dealing in futures contracts | 2010-11-30 | 2014-02-13 | RO | Automated trading services | 2013-07-23 | 2014-02-13 |
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