Slaughter, J E Hoke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-11-14 | 2006-11-28 |
2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-12-08 | 2010-01-19 |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-12-08 | 2010-04-30 |
4 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2010-04-30 | 2015-07-17 |
5 | Morgan Stanley Asia Limited | Rep | Asset management | 2010-02-17 | 2016-02-12 |
6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-07-17 | 2017-01-09 |
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