Aggarwal, Mayur
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-27 | 2013-08-20 | Rep | Automated trading services | 2010-03-10 | 2013-08-20 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-08-30 | 2013-08-20 |
| 3 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2015-02-03 | 2019-11-19 | Rep | Dealing in securities | 2015-02-03 | 2019-11-19 | Rep | Asset management | 2016-01-28 | 2019-11-19 | RO | Advising on securities | 2019-11-19 | RO | Dealing in securities | 2019-11-19 | RO | Asset management | 2019-11-19 | 2023-02-24 | RO | Dealing in futures contracts | 2022-11-02 |
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