Ashton, Scott Randall
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-05-19 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-05-19 | |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-08-02 | 2008-05-19 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-08-02 | 2008-05-19 |
| 7 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Advising on securities | 2008-10-24 | 2009-03-19 |
| 8 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Asset management | 2008-10-24 | 2009-03-19 |
| 9 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-12-08 | 2012-08-13 |
| 10 | IMPERIA INVESTMENT GROUP HONG KONG LIMITED | RO | Asset management | 2013-12-02 | 2015-10-07 |
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