Bagaman, Farrah

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BEAR STEARNS ASIA LIMITED Rep Advising on securities 2004-04-14 2004-11-19
Rep Dealing in securities 2004-04-14 2008-05-30
Rep Dealing in futures contracts 2005-12-01 2008-05-30
2 CCB INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2008-08-20 2009-10-13
3 ETRADE SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2003-12-09 2004-04-07
Rep Dealing in securities 2003-12-09 2004-04-07
4 ETRADE SECURITIES LIMITED Rep Advising on securities 2003-12-09 2004-04-07
Rep Dealing in securities 2003-12-09 2004-04-07
5 Morgan Stanley Asia Limited Rep Advising on corporate finance 2003-07-22
Rep Advising on securities 2003-07-22
Rep Automated trading services 2003-07-22
Rep Dealing in securities 2003-07-22
Rep Dealing in securities 2010-06-28
Rep Automated trading services 2010-06-28 2013-07-24
Rep Advising on futures contracts 2016-07-14
Rep Advising on securities 2016-07-14
6 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2003-07-22
Rep Dealing in futures contracts 2003-07-22
Rep Automated trading services 2010-06-28 2010-12-06
Rep Dealing in futures contracts 2010-06-28 2010-12-06
7 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2010-06-28
Rep Dealing in futures contracts 2010-12-06
Rep Automated trading services 2013-07-24
8 SAMSUNG SECURITIES (ASIA) LIMITED Rep Dealing in securities 2009-10-20 2010-03-26
Rep Advising on securities 2009-11-20 2010-03-26

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