Bagaman, Farrah
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-06-28 | |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-06-28 | |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2013-07-24 | |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2016-07-14 | |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2016-07-14 | |
| 7 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-07-22 | |
| 8 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2003-07-22 | |
| 9 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2003-07-22 | |
| 10 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-07-22 | |
| 11 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-07-22 | |
| 12 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2003-07-22 | |
| 13 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-12-09 | 2004-04-07 |
| 14 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-12-09 | 2004-04-07 |
| 15 | ETRADE SECURITIES LIMITED | Rep | Advising on securities | 2003-12-09 | 2004-04-07 |
| 16 | ETRADE SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-09 | 2004-04-07 |
| 17 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2004-04-14 | 2004-11-19 |
| 18 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2004-04-14 | 2008-05-30 |
| 19 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2005-12-01 | 2008-05-30 |
| 20 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-20 | 2009-10-13 |
| 21 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-10-20 | 2010-03-26 |
| 22 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-11-20 | 2010-03-26 |
| 23 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-06-28 | 2010-12-06 |
| 24 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-06-28 | 2010-12-06 |
| 25 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-06-28 | 2013-07-24 |
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