Ban, Hideyasu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Advising on securities | 2018-08-06 | 2019-06-08 |
2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-12-18 | 2023-05-03 |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-09-02 | 2004-09-08 | Rep | Dealing in securities | 2007-10-12 | 2007-10-19 | Rep | Dealing in securities | 2008-07-14 | 2008-07-21 | Rep | Dealing in securities | 2008-11-19 | 2018-02-28 |
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