Baram, Geoffrey Ian 白恩榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2006-04-07 | 2007-06-16 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-08-14 | 2018-10-22 | Rep | Advising on securities | 2018-08-14 | 2018-10-22 | Rep | Dealing in securities | 2018-08-14 | 2018-10-22 | RO | Advising on corporate finance | 2018-10-22 | 2022-12-30 | RO | Advising on securities | 2018-10-22 | 2022-12-30 | RO | Dealing in securities | 2018-10-22 | 2022-12-30 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-08-30 | 2016-06-28 | Rep | Dealing in securities | 2010-08-30 | 2016-06-28 | RO | Advising on corporate finance | 2016-06-28 | 2018-06-22 | RO | Dealing in securities | 2016-06-28 | 2018-06-22 |
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