Brosnan, Damien A
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2005-08-16 | 2006-04-12 | Rep | Dealing in securities | 2005-08-16 | 2006-04-12 | Rep | Advising on corporate finance | 2006-06-20 | 2012-05-22 | Rep | Dealing in securities | 2006-06-20 | 2012-05-22 |
| 2 | Rokos Capital Management (HK) Limited | RO | Asset management | 2022-10-25 | |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-08-22 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2016-12-31 |
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