Chak, Alan Wing Kai 翟永基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cynergy Asset Management Limited | RO | Advising on securities | 2016-01-28 | RO | Asset management | 2016-01-28 |
| 2 | DEUTSCHE FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2004-04-23 | |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in securities | 2004-04-23 | RO | Advising on futures contracts | 2004-01-08 | 2004-04-23 | RO | Dealing in futures contracts | 2004-01-08 | 2004-04-23 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-05-21 | 2012-01-10 | Rep | Dealing in securities | 2004-05-21 | 2012-01-10 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-05-21 | 2010-12-06 | Rep | Dealing in futures contracts | 2004-05-21 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-06-25 | 2012-01-10 | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
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