Chen, Han (SFC:AVI643) 陳菡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF International Investment Management Limited | Rep | Advising on securities | 2015-03-18 | 2017-05-31 | Rep | Asset management | 2015-03-18 | 2017-05-31 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2017-06-16 | 2021-12-31 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2017-06-16 | 2022-08-10 | Rep | Asset management | 2017-06-16 | 2022-08-10 | Rep | Dealing in securities | 2017-06-16 | 2022-08-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-07-05 | 2012-05-14 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-07-05 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
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