Chen, Jing (SFC:ARM218) 陳靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-16 | 2014-11-19 | RO | Dealing in futures contracts | 2014-11-19 | 2017-05-25 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-09-16 | 2014-11-19 | Rep | Dealing in securities | 2014-09-16 | 2014-11-19 | Rep | Leveraged foreign exchange trading | 2014-09-16 | 2014-11-21 | RO | Advising on securities | 2014-11-19 | 2017-05-25 | RO | Dealing in securities | 2014-11-19 | 2017-05-25 | RO | Leveraged foreign exchange trading | 2014-11-21 | 2016-05-23 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-10-06 | 2018-04-20 | Rep | Dealing in futures contracts | 2017-10-06 | 2018-04-20 | Rep | Dealing in securities | 2017-10-06 | 2018-04-20 | RO | Advising on securities | 2018-04-20 | 2021-08-31 | RO | Dealing in futures contracts | 2018-04-20 | 2021-08-31 | RO | Dealing in securities | 2018-04-20 | 2021-08-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-08-07 | 2012-05-14 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-08-07 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| 7 | Twin Peaks Capital Limited | Rep | Asset management | 2021-11-05 | 2023-01-16 |
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